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The Joint Forum of Financial Market Regulators has concluded its Annual Meeting. Members welcomed new senior leaders to the forum and heard from Canadian securities regulators. asc.ca/news-and-publi…

The ASC has issued a Notice of Hearing alleging that Trust Management Services Inc. and its director, Jelle Braaksma, breached AB securities laws by acting as an unregistered dealer and by making prohibited statements and misrepresentations. asc.ca/news-and-publi…

The CSA is introducing measures to support market participants that choose to go public, maintain a listing, and contribute to capital formation in Canada. ow.ly/zx2k50VCshr

The CSA today published amendments to National Instrument 81-102 Investment Funds pertaining to reporting issuer investment funds that seek to invest directly or indirectly in crypto assets. ow.ly/5Lya50VCzyj

The CSA is pausing its work on the development of a new mandatory climate-related disclosure rule and amendments to the existing diversity-related disclosure requirements. asc.ca/en/news-and-pu…

The ASC has found that James Domenic Floreani and Jayconomics Inc. breached the Securities Act. Floreani failed to disclose that social media posts he shared as part of investor relation activities were made on behalf of four Alberta issuers. asc.ca/en/news-and-pu…

The CSA today published CSA Staff Notice 96-307 Frequently Asked Questions about Derivatives Trade Reporting and CSA Staff Notice 96-308 Notice of Significant Error or Omission. asc.ca/News-and-Publi…

The ASC advises that Markets Yield is not registered to trade in or advise on securities or derivatives in Alberta, and has no affiliation or association with Ndax Canada Inc. (ndax.io). We encourage investors to visit CheckFirst.ca/Check-Registra… before investing.

Join us in Vancouver or online for a discussion on data portability in the investment industry – potential investor benefits, privacy & security, and possible regulatory barriers. Be part of the conversation! Registration for in-person ends May 23. ow.ly/6AFv50VQ7Bx.

The CSA is increasing the limit on capital-raising under the listed issuer financing exemption to support the competitiveness of Canada’s capital markets. asc.ca/en/news-and-pu…

The ASC has issued a Notice of Hearing against GIC Capital Corp., Maljaars Financial Inc., Jeff Barrie Wilkie and Robert Jacob Maljaars alleging that they perpetrated a fraud on investors and failed to comply with a decision of the ASC. asc.ca/news-and-publi…

Last chance to secure your spot at the FinHub Data Portability Forum. Join a conversation about investors gaining greater control over their own data, the potential for reducing investor risk, privacy & security concerns, and regulatory issues. To sign up: ow.ly/x98T50VVBZe

CUPW has issued a strike notice. In case of a complete postal service suspension, the CSA anticipates publishing temporary relief from requirements to deliver proxy-related materials for shareholder meetings in respect of certain annual matters. asc.ca/news-and-publi…

The CSA today published a Staff Notice 23-334 extending the comment period for proposed amendments to National Instrument 23-101 Trading Rules and Companion Policy 23-101 Trading Rules. asc.ca/news-and-publi…

The Alberta Securities Commission has concluded a Settlement Agreement and Undertaking with Michael Baron for breaching Alberta securities laws relating to his role in a market manipulation involving the shares of Softlab9 Software Solutions Inc. asc.ca/news-and-publi…

The ASC has varied and extended an Interim Order against GIC Capital Corp., Maljaars Financial Inc., Jeff Barrie Wilkie, and Robert Jacob Maljaars. asc.ca/News-and-Publi…

The CSA is seeking feedback on proposed amendments to National Instrument 43-101 Standards of Disclosure for Mineral Projects. asc.ca/news-and-publi…

June 15 is World Elder Abuse Awareness Day (WEAAD) The CSA is encouraging Canadians to connect with older adults in their lives to talk about the growing trend of AI and social media investment scams targeting seniors. asc.ca/en/news-and-pu…

The CSA today published amendments and changes to certain National Instruments and Policies to address a number of matters, including the creation of a Senior Tier by the Canadian Securities Exchange. asc.ca/news-and-publi…

The CSA today published a consultation paper on the exchange-traded fund (ETF) regulatory framework and invites stakeholders to respond to it by October 17, 2025. asc.ca/News-and-Publi…