Last call to register for the Chicago Compliance Workshop. Join your local peers for interactive sessions, practical insights, and peer-to-peer networking. Plus, information direct from the source – your regional SEC staff. ow.ly/XOms50Q6uIu

ICYMI: @Dechert joined the IAA for a webinar on the pay-to-play rules in the presidential election cycle and other considerations related to public pension plan investors, including lobbying requirements and disclosure obligations. ow.ly/5Ho350Q6uLy

The IAA Career Center is your one-stop shop for talent management resources. Whether you're navigating your career journey or seeking to recruit and retain top talent, the IAA's job board and resources fuel both individual and firm success: #hiring #jobs investmentjobs.org

Effective strategies and best practices for all of the most important topics for investment advisers — cybersecurity, AI, the marketing rule, exams, DEI, and so much more — all in one place. Join us at the 2024 #IAAComCon. ow.ly/iP2e50Q6uQg

Interested in sponsoring or exhibiting at #IAAComCon? Head over to IAA Access – the easiest way to view and reserve sponsor and exhibitor opportunities that match your company's needs. iaaaccess.org

A big thank you to everyone who helped make the 2023 IAA Compliance Workshops a success. If you didn't make it to a Compliance Workshop this year, here's what you missed: ow.ly/3wul50Q8mLJ

#IAAComCon 2024 is shaping up to be the best yet. The full agenda is now live, and speaker confirmations from industry experts are rolling in. Join us and hundreds of your industry colleagues for this can't-miss event. ow.ly/HLES50QbIYl

Both active and passive play important roles in investment management. However, a misleading narrative has emerged, pitting active against passive in a false dichotomy. IAA Active Managers Council helps balance the narrative on active and passive — here's how: youtu.be/fIsydfThmcY

The IAA is concerned about the effects the Small Entity Update Act will have on smaller businesses. In this video, we define what our concerns are and how the IAA is taking action to improve the outcome. youtube.com/watch?v=p0UQCk…

Fred Reish & Joan Neri of @faegredrinker discuss the proposed fiduciary rule recently issued by the DOL, which, if finalized, will have a significant impact on services provided by advisers to retirement plans and IRAs. ow.ly/cLWC50Qey6r

Two days. 25 sessions. Hundreds of your industry colleagues. Don't miss the 2024 IAA #InvestmentAdviser Compliance Conference, March 6-8. Registration is now open! #IAAComCon ow.ly/5wPU50Qhzgu

Happy holidays from the IAA team!

Recent remarks by @SECgov Division of Enforcement Director Grewal shed some light on the SEC’s current views on evaluating potential CCO liability during investigations. Jim Lundy and Jennifer Park of Foley & Lardner LLP dig in: ow.ly/WThP50Qhzl4

The SEC has proposed new rules for the use of Predictive Data Analytics. IAA Associate General Counsel Sanjay Lamba shares insights on what is being proposed and how we at the IAA are interpreting it and taking action: youtube.com/watch?v=PCTJ5h…

The IAA is pleased to announce our Associate Member Directory – an easy way for IAA members to find service providers they may need, from law firms to cybersecurity and more: associatedirectory.org

Join us and hundreds of your #investmentadviser industry colleagues for this can't-miss event. Early bird registration ends January 19 — so don’t delay! #IAAComCon ow.ly/a5iP50QimEI

We have submitted a comment letter to the CFTC urging it to refrain from adopting unnecessary and costly disclosure for CFTC Regulation 4.7 CPOs and CTAs whose investors and clients are sophisticated QEPs. ow.ly/8xJj50QimKt

As we look back on a challenging year for #investmentadvisers, the IAA is proud to have advanced our members' interests. Here's what we accomplished in 2023 – which was only possible with support from our membership – and what's in store in 2024. youtube.com/watch?v=xJaAJ9…

Join us in welcoming our newest members & associate members: Human Interest, Ayrshire Capital, RiAdvantage/Gilkerson Law, Rembert Pendleton Jackson, themathergroup, Catalytic Wealth RIA, LLC, and Fairhaven Financial Advisory Corporation.