SEC Enforcement Director (@secenfdirector) 's Twitter Profile
SEC Enforcement Director

@secenfdirector

Statements from the SEC Enforcement Director. Submit tips and complaints: sec.gov/tcr. Disclaimer: ow.ly/5hB230oHjhr

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calendar_today02-07-2019 14:58:55

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The Division of Enforcement returned nearly $1.2 billion to investors last year. What else did we do for American investors? Read our full analysis here: ow.ly/VEEO50x3uX4

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The SEC’s Enforcement Division is fighting Coronavirus-related investment scams. To help us combat Coronavirus-related securities fraud, report suspicious investment pitches here: sec.gov/tcr

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The SEC has suspended trading in securities of companies based on unreliable claims they were developing treatments for COVID-19. If you see such questionable claims in connection with investments, submit a tip here: sec.gov/tcr

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Statement from Stephanie Avakian and Steven Peikin, Co-Directors of the SEC’s Division of Enforcement, Regarding Market Integrity ow.ly/kBe450yTs15

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We mourn the passing of Judge Stanley Sporkin, former Director of the Division of Enforcement. Judge Sporkin was an extraordinary leader of the Division and a model for those of us who came after him. He leaves behind a lasting and indelible impact on the SEC and will be missed.

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If you see questionable claims about #COVID19 in connection with investments, Enforcement wants to know. Submit a tip here: sec.gov/tcr x.com/SEC_Enforcemen…

U.S. Securities and Exchange Commission (@secgov) 's Twitter Profile Photo

.SEC Enforcement Co-directors warn investors of new financial fraud opportunities created by #COVID19 and share what they're doing to help prevent them. ow.ly/Jpoz50zfWaF

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Co-Director Steven Peikin speaks about Enforcement’s response to the ongoing COVID-19 crisis at the Securities Enforcement Forum West 2020. sec.gov/news/speech/ke…

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Director Stephanie Avakian speaks about the Enforcement Division at the Institute for Law and Economics, University of Pennsylvania Carey Law School Virtual Program sec.gov/news/speech/av…

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SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution: sec.gov/news/press-rel…