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The 2024 NSCP National Conference is coming up this October in Dallas, TX, and you can catch us there! Stop by Booth #10 to learn how Smarsh solutions can empower your firm and compliance team.

How do you know what kind of an archive is right for your firm? 🤔 Industry experts will discuss the essential questions for choosing the right archive at #SmarshAdvance24. Join us for this session on October 24 at 1 p.m. ET / 10 a.m. PT: ow.ly/O7xo50TQaAk

Cybersecurity breaches are on the rise, and the costs are staggering. Regulators are reviewing new rules and firms need to be prepared for what comes next. Find out how to navigate the complex landscape of cyber compliance in finance: ow.ly/GKcO50TRWZ6

SEC enforcement actions on improper recordkeeping give insight into what the SEC expects from #finserv firms. Here are some key insights from recent enforcement actions to give firms clarity on off-channel communications and improved compliance practices: ow.ly/NAOA50U2Mnf

Our comprehensive guide is here to help you easily manage the latest FINRA and SEC cyber security regulations. Don't just avoid fines — build trust with your stakeholders. Download your free cyber security guide today: ow.ly/AzYN50U6CUx

Transparency and efficiency are top priorities when it comes to state and local government records management. As public records laws evolve, staying compliant is essential for maintaining public trust. Learn how Smarsh can help simplify the journey. ow.ly/jZ2Y50U9sSH

#ICYMI - our latest webinar shows results from actual Smarsh customers in the 2024 Forrester Consulting Total Economic Impact™ of Smarsh Study. We covered the family recipe and how to maximize your return on efforts. Catch up with the on-demand session: ow.ly/97Tg50U9wBL

Financial firms are facing new compliance expectations like never before. Join our expert panel from Eversheds Sutherland and Smarsh for an in-depth look at what these changes mean for your business and what to prepare for in 2025: ow.ly/yTSx50Uazc4

Like many state and local government organizations, Georgia's Sunshine Laws have cast a wider net around defining and managing "open records." Wouldn't it be great if you had a solution that managed it all? Read more in our blog: ow.ly/wv9y50UcaYB

Don't fall behind in the AI revolution. Join our upcoming webinar on "Generative AI Governance, Accountability, and Model Safety" to discover how financial services firms are integrating generative AI into their existing frameworks. Register now: ow.ly/r71P50Uf7Ty

What are the SEC's and FINRA’s priorities in 2025? Join us for our upcoming webinar to find out, featuring experts from Eversheds Sutherland and Smarsh as we look into compliance trends and strategies. Learn how to stay ahead of regulatory change: ow.ly/kq0s50UjgOf

AI is here to stay in financial services and your firm needs the latest emerging best practices for proper #AIGovernance. In today's webinar, our experts will share insights on this and more. Register now: ow.ly/H5ak50UllNI

AI is reshaping the #FinServ industry, but how should firms proceed? There's a careful balancing act ahead and we've gathered insights from the #FINRA Advertising Regulation Conference and Small Firm Conference to inform your strategy moving forward: smarsh.com/blog/thought-l…

Did you miss out on our 2024 Regulatory Roundup webinar? No worries, you can catch up with the on-demand session! Watch the full webinar and go into the new year prepared for 2025's regulatory changes: ow.ly/FXFm50UoMCv

Is your firm's compliance strategy at risk? Discover how to choose the right archive that suits your needs with crucial questions you must ask before deciding on archiving technology. Get expert insights that could transform your compliance approach: ow.ly/1MZl50Usabg

2024 has been a year of transformation and strict regulatory enforcement, with the SEC breaking records by sending out $8.2B in fines and other financial sanctions. 📈 Learn about the last year of regulatory activity from the SEC in our latest blog: ow.ly/FQMZ50Uvj4Z

📊 The #SEC doled out a record-breaking $8.2 billion in fines in FY 2024, a 67% increase from 2023. While actions declined, individual cases had a big impact. Learn more in our blog: smarsh.com/blog/thought-l…

Digital communications continue to evolve, meaning both opportunities and challenges. Here are our top 5 predictions on how and why firms should communicate, operate and navigate regulatory requirements this year: ow.ly/3uSU50UHkIn

Answering the call for comprehensive voice compliance: Welcome #CallCabinet! ow.ly/LvUa50UT1j9

Does your current archiving solution have any of these red flags? 🚩Learn the signs of a bad archive solution and protect your business from unnecessary risks and expenses. Read the blog: ow.ly/sqUM50V72tx #CompliantArchive #DataManagement #Compliance